Want to become a registered representative and sell securities products or act as an investment adviser? One of the first steps is to pass the Series 63 Qualification Exam.  The Series 63 qualification exam covers the principles of state securities regulation reflected in the Uniform Securities Act and will provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations. 

With this special package, candidates seeking the Series 63 registration will get all the materials needed to prepare for the Series 63 qualification exam. Our study guide material is written by industry experts and reflects the most current exam content outlines published by FINRA and NASAA. 

Note: CO, DC, FL, LA, MD, NJ, OH, and VT do not currently require Series 63 registration.