With this special package, candidates seeking entry into the securities industry and want to solicit, purchase, or sell mutual funds (closed-end funds on the initial public offering only), variable annuities, variable life insurance, unit investment trusts, and municipal fund securities (such as 529 savings plans) at the state and federal level will get all the materials they need to prepare for the SIE exam, the Series 6 top off exam, and the Series 63 top off exam. Our study guide material is written by industry experts and reflects the most current exam content outlines published by FINRA and NASAA. 

 *Note: CO, DC, FL, LA, MD, NJ, OH, and VT do not currently require Series 63 registration. Series 63 study guide was recently revised to meet the updated NASSA test specifications.