Regulatory Ethics - Data Safety

Overview

Data is crucial for business, and CPAs must protect clients’ confidential information per the AICPA Code of Professional Conduct and federal and state regulations. This course covers regulatory requirements, malpractice considerations, and client record retention systems for safeguarding data.

Learning Objectives

  • recall actions that CPAs should undertake to remain compliant with the AICPA Confidential Client Information Rule
  • recall key considerations that CPAs should make when developing record retention policies
  • identify key characteristics of a well-designed record retention system

Designed For

Practicing accountants and financial professionals, including staff, management, executives, and external consultants

Advanced Preparation

None

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Find this course for your license:

License or Certification

Regulator

Type