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FINRA: Electronic Communications: What Retail Staff Need to Know
Overview
This course helps retail registered representatives understand the requirements applicable to all communications with the public and shows how regulatory standards apply to social media and other electronic communications.
Find this course for your license
License or Certification
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CFP® Certification CE
FINRA e-Learning
Regulator
Type
Objectives
explain what constitutes communications with the public.
recognize content standards for communications with the public.
identify the various forms of electronic communications.
explain why electronic communications must adhere to the same content standards as written communications.
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.