FINRA: 2023 AML Review (EL-ELC275)

Overview

This course reviews the key anti-money laundering (AML) program rules and requirements. It also focuses on current AML trends and recognizing a wide range of red flags associated with suspicious activity.

Find this course for your license

License or Certification

Regulator

Objectives

AML fundamentals
Identifying fraud and cyber schemes
Money mule schemes
Pump-and-dump schemes
Sanctions, anti-bribery and anti-corruption measures
The consequences of failing to identify red flags of suspicious activity

Designed For:

Registered Representatives

Course Information

Adding additional credit may change exam requirements.

Prerequisites:

N/A

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