This course provides the representative with the requirements and guidelines for suitability, disclosures, pricing, supervision, fair dealing, and standards of conduct.

• Understand registration requirements for municipal advisors
• Understand standards of conduct required and suitability obligations of municipal advisors
  
• Understand required disclosures for municipal advisors
• Understand rules regarding gifts, gratuities, and non-cash compensation
• Understand pay-to-play restrictions
• Understand supervisory obligations of municipal advisors

Retail Representatives