Series 63 Exam Prep

Industry-leading securities exam prep to help you pass the Uniform Securities Agent State Law Examination

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How to Get a Series 63 

  1. Get to know the securities industry regulators and rules: FINRA & NASAA
  2. Study for the Series 63 exam(s): Exam prep courses provide the necessary knowledge and understanding of state laws all securities representatives must follow.
  3. Schedule the Series 63 Exam : U se the Form U10 to request and pay the fee for the Series 63 exam.

Our Pass Guarantee

Having the right study habits from the beginning will ensure passing the exam on the first try, but if you don't pass we'll refund what you paid.* 

Make a Plan

Use the My Study Plan to create a plan that works for your schedule allowing you to make daily progress. 

Practice Makes Perfect

Use our Exam Tutor, exam simulator, for practicing the exam as many times as you need for perfect results.

Review On The Go

Mobile-friendly flash cards make reviewing key concepts on the go easy. 

Prep For Test Day

Once you feel ready to take your exam, make sure to get rest and a meal before entering the test facility. 

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Our study materials for securities qualifying exams are designed to help candidates easily understand complex financial topics and gain the knowledge and expertise they need to pass their qualification exams. Each securities training course is uniquely tailored to a specific exam and covers only the information that candidates need to know to succeed on test day.

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